KYC Policy

As a regulated broker under the Financial Conduct Authority (FCA), Alliance Global is legally obligated to verify client identities to prevent fraud, money laundering, and terrorist financing.

KYC compliance is required under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017.

You must provide one of the following valid, government-issued photo identification documents:

• A valid passport

• A national identity card

• A full driving licence (with photo)

The document must be valid (not expired), clearly legible, and show your full name and date of birth.

You must provide one of the following documents dated within the last 3 months:

• A utility bill (gas, electricity, water, or internet)

• A bank or building society statement

• A council tax bill

• An official government correspondence

The document must show your full name and current residential address.

Certain accounts may be subject to Enhanced Due Diligence (EDD), including those of Politically Exposed Persons (PEPs), clients from higher-risk jurisdictions, or accounts with high transaction volumes.

EDD may require additional documentation such as a source of funds declaration, bank references, or certified copies of documents.

KYC is not a one-time process. Alliance Global continuously monitors accounts for unusual activity and may request updated documentation at any time.

Failure to provide requested documents may result in account restriction or closure.